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ZHANG Heng, XIA Yu, REN Yan, DU Linkang, ZHANG Zhikun. Phase Shift-Based Covert Backdoor Attack Strategy in Deep Neural Networks[J]. Journal of Electronics & Information Technology. doi: 10.11999/JEIT251145
Citation: ZHANG Heng, XIA Yu, REN Yan, DU Linkang, ZHANG Zhikun. Phase Shift-Based Covert Backdoor Attack Strategy in Deep Neural Networks[J]. Journal of Electronics & Information Technology. doi: 10.11999/JEIT251145

Phase Shift-Based Covert Backdoor Attack Strategy in Deep Neural Networks

doi: 10.11999/JEIT251145 cstr: 32379.14.JEIT251145
Funds:  The National Natural Science Foundation of China (61873106, 62402379, 62402431, 62441618), The Natural Science Foundation of Jiangsu Province for Distinguished Young Scholars (BK20200049)
  • Received Date: 2025-11-01
  • Accepted Date: 2026-03-09
  • Rev Recd Date: 2026-03-09
  • Available Online: 2026-03-18
  •   Objective  The proliferation of Deep Neural Networks (DNNs) in safety-critical domains such as autonomous driving and biomedical diagnostics has raised serious concerns about their vulnerability to adversarial threats, particularly backdoor attacks. In these attacks, hidden triggers are embedded during training, causing models to behave normally on clean inputs while producing malicious outputs when specific triggers are present. Existing backdoor methods mainly operate in either the spatial domain or the frequency domain, but they face a fundamental tradeoff between Attack Success Rate (ASR) and stealth. Spatial triggers often introduce visible artifacts, whereas frequency-domain amplitude perturbations disrupt spectral energy distributions and can therefore be detected by advanced defenses such as spectral anomaly detection. This study addresses the need for a backdoor paradigm that simultaneously achieves high attack performance, minimal perceptual distortion, and robustness against state-of-the-art defense methods. The objective is to develop a frequency-domain backdoor attack based on phase manipulation, which is better aligned with human visual perception and structural consistency, thereby overcoming the limitations of existing methods.  Methods  FDPS integrates frequency-domain phase manipulation, perceptual similarity screening, and standard data poisoning. The method first converts input images from RGB to Y'CbCr color space. This conversion isolates the chrominance channels while preserving the luminance component. Discrete Fourier Transform (DFT) is then applied to the chrominance components to obtain complex frequency spectra. Phase information is computed with the atan2 function, and selected high-frequency components are shifted to embed the trigger. Image reconstruction is performed through Inverse Discrete Fourier Transform (IDFT). The framework further incorporates Learned Perceptual Image Patch Similarity (LPIPS) filtering. This filter removes generated samples that do not satisfy the similarity threshold. The screening process ensures that all retained triggers remain visually imperceptible. The accepted poisoned samples are assigned the target class labels and then combined with the clean training data according to standard protocols.  Results and Discussions  FDPS achieves near-perfect ASR, reaching 99%, while maintaining Benign Accuracy (BA) across three datasets and two network architectures (Table 1). The method embeds triggers by manipulating phase information in the Cb and Cr chrominance channels through Fourier transforms, and LPIPS filtering helps preserve visual stealth. Experimental results show that poisoned images retain semantic focus, as confirmed by Grad-CAM visualizations that remain aligned with the clean-image patterns (Fig. 4). The method also shows strong resistance to defense mechanisms. Under Neural Cleanse, FDPS yields an anomaly index of 1.73, which is below the detection threshold of 2 (Figs. 3-5). Under STRIP, the entropy distribution of poisoned samples substantially overlaps with that of clean samples. Additional analysis shows that high-frequency phase perturbation achieves strong attack performance with limited poisoning. In particular, on the GTSRB dataset, FDPS achieves 99% ASR with only 2% poisoned training samples, while minimizing the effect on model utility (Fig. 6; Table 3).  Conclusions  An end-to-end frequency-domain strategy is proposed to embed covert triggers into image classification models while preserving fidelity on clean samples. By shifting selected high-frequency phase components in the chrominance channels and applying LPIPS-based filtering, FDPS achieves 99% ASR with negligible BA loss and minimal visible artifacts. It also evades representative detection methods, including Grad-CAM, Neural Cleanse, Adversarial Neuron Pruning (ANP), and STRIP. These findings indicate that high-frequency phase perturbation constitutes an effective and stealthy backdoor mechanism. Future work should extend this strategy to broader modalities and develop dedicated frequency-domain anomaly detectors as principled countermeasures.
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